PEPFAR's annual planning process is done either at the country (COP) or regional level (ROP).
PEPFAR's programs are implemented through implementing partners who apply for funding based on PEPFAR's published Requests for Applications.
Since 2010, PEPFAR COPs have grouped implementing partners according to an organizational type. We have retroactively applied these classifications to earlier years in the database as well.
Also called "Strategic Areas", these are general areas of HIV programming. Each program area has several corresponding budget codes.
Specific areas of HIV programming. Budget Codes are the lowest level of spending data available.
Expenditure Program Areas track general areas of PEPFAR expenditure.
Expenditure Sub-Program Areas track more specific PEPFAR expenditures.
Object classes provide highly specific ways that implementing partners are spending PEPFAR funds on programming.
Cross-cutting attributions are areas of PEPFAR programming that contribute across several program areas. They contain limited indicative information related to aspects such as human resources, health infrastructure, or key populations programming. However, they represent only a small proportion of the total funds that PEPFAR allocates through the COP process. Additionally, they have changed significantly over the years. As such, analysis and interpretation of these data should be approached carefully. Learn more
Beneficiary Expenditure data identify how PEPFAR programming is targeted at reaching different populations.
Sub-Beneficiary Expenditure data highlight more specific populations targeted for HIV prevention and treatment interventions.
PEPFAR sets targets using the Monitoring, Evaluation, and Reporting (MER) System - documentation for which can be found on PEPFAR's website at https://www.pepfar.gov/reports/guidance/. As with most data on this website, the targets here have been extracted from the COP documents. Targets are for the fiscal year following each COP year, such that selecting 2016 will access targets for FY2017. This feature is currently experimental and should be used for exploratory purposes only at present.
Years of mechanism: 2007 2008 2009
This activity also relates to activities in Other Policy/Health Systems Strengthening: (OHSS)
The Local Partner Capacity Building (LPCB) Project is designed to enhance the organizational capacity and
sustainability of local non-governmental organizations (NGO) that are working to respond to the HIV and
AIDS pandemic. Partner organizations (PO) will be found throughout eight districts in Zambia in both rural
and urban areas, and will be comprised of a variety of types of entities including faith-based and community
-based organizations. LPCB focuses on strengthening the management, financial, technical, and
monitoring and evaluation (M&E) capacities of Zambian organizations so that they are better able to expand
their abstinence/be-faithful (AB) activities. It will also provide a large portion of grant funding to partner
organizations for scaling up and in some cases sustaining AB activities. Examples of these activities
include: HIV/AIDS sensitization, AB prevention amongst at risk youth and adults, AB
information,education,communication (IEC) material production and dissemination and behavior change
that promotes HIV preventive behaviors. In FY 2008, LPCB will have worked with 60 partner organizations
from five provinces: Lusaka Province, Southern Province, Copperbelt Province, Eastern Province and
Luapula Province. In FY 2009 LPCB will expand to NorthWestern, Western and Northern Provinces.
LPCB will also support six intermediary support organization partners (ISOP) to develop their capabilities
and expertise to work directly with local organizations as institutional strengthening service providers and
AB technical assistance providers. This is an important design component of the project and will be LPCB's
legacy as it relates to sustainability —one benefiting both the NGO sector, as well as the professional cadre
of organizational development professionals in Zambia.
In FY 2009, LPCB will identify an additional 20 partner organizations through the same call for expressions
of interest (EOI) that was used for cohorts one and two in FY 2008. This third cohort will follow the same
course as the first two: an introductory workshop; a core training series; an individualized, facilitated
organizational self-assessment; the development of an organizational strengthening plan; the pairing with
an ISOP for training, guidance, and mentoring; and access to a small grant with which to purchase
organizational strengthening services to meet the goals of its plan.
While these activities are being undertaken in 8 provinces, partner organizations from cohorts one and two
will enter the next Grant Funding phase of the project. To begin, they will be facilitated through a second
organizational self-assessment, allowing them to compare their new scores to their individual baseline score
from the previous year. During this second self-assessment workshop, ISOP and LPCB facilitators will
assist organizations in discussing their progress and determining their next steps in technical program
expansion. Once an organization has attained a twenty-point increase in its assessment score and
completed the LPCB core training series, it will apply for a grant in FY 2009 to scale up its AB technical
activities. The proposal submitted by each organization will demonstrate that the organization has, and is
able to apply, its new skills and strategies. LPCB will develop a proposal template that requires applicants
to design a scaled-up program (justify the scale chosen, describe the approach to be used to scale,
elaborate a step-by-step process), as well as to prove that their systems (financial, management,
communication, M&E) are able to support such a program.
LPCB will hold a bidders conference in early FY 2009 to explain to the POs the goal of the grants and the
process for applying, and to circulate the proposal template. ISOP assistance to the proposal crafting
process is permitted. Proposals will be accepted on a rolling basis over the course of FY 2009, but
reviewed by the TAG quarterly. LPCB staff will first vet the proposals to ensure that each has met the
overall criteria and has a viable plan for scaling up and the TAG will simply provide guidance on potential
partners.
The LPCB technical evaluation committee will select 20 grantees based upon pre-defined grant selection
criteria. The average size of each of grant will be $150,000 however funding level per organization will vary
and may be higher or lower depending on the capacity of the organizations and their technical needs.
Priority for grants will be given to those organizations that have participated in the capacity building training
program, however, other applicants will be considered. Once USAID has concurred, grants will be awarded
and two grantee workshops held to clarify compliance and reporting requirements, and to reinforce the
systems needed for sound and transparent financial management.
It is expected that the 20 selected grantees will be responsible for reaching 75,000 people through
community outreach that promotes HIV/AIDS prevention through Abstinence and/or being faithful. In order
to reach this number 500 people will be trained to promote HIV/AIDS Prevention. Grantees will also be
expected to design interventions around National AIDS Council (NAC) led national AB campaigns that
include: "Real Man, Real Woman Campaign", "Safe from Harm", "Heart Campaign", the Gama Cuulu radio
show and other campaigns to reduce concurrent partnerships.
Since LPCB is a new project and grantees have not yet been identified, these targets are estimates and
may be revised once grantees are selected and their capacity assessed in FY 2008. In addition to the 20
selected grantees, at least 3-6 ISOP's will receive a minimum of $150,000 for the purpose of establishing
granting mechanisms with local indigenous organizations. In terms of reporting, LPCB will be responsible
for reporting targets directly to USAID and the M&E system will be developed to capture data from LPCB
grantees.
LPCB will also work with PO grantees that are receiving grant funding for AB activities to develop context-
specific approaches to HIV/AIDS prevention and provide a range of capacity-building support to increase
the impact of these activities. LPCB will also integrate gender in its HIV/AIDS activities and takes into
account gender determined disparities. The program recognizes that HIV and AIDS affects women and
men differently and thus attempts to address specific gender issues such as: roles of males and females in
mitigating the impact of HIV/AIDS and the vulnerability of males and females to HIV/AIDS. As such, five
trainings will be conducted on basic prevention concepts and in the effective use of methodologies such as
peer education, community mobilization and behavior change to promote HIV/AIDS risk reduction. As
appropriate, the project will solicit the support of other United States Government (USG) implementing
partners to provide additional technical training to grantees.
Activity Narrative: By design, LPCB's purpose is about changing the dynamic of organizational technical assistance by
creating a cadre of Zambian service providers that cater to the needs of those who are on the front lines of
fighting the HIV/AIDS pandemic. Over the course of the life of the project, we anticipate a network of top-
notch consultants that understand the particularities of the organizations engage in this battle, both in terms
of their individual characteristics and as a committed group with specific funding and reporting imperatives.
We also hope to have enabled a large number and range of organizations throughout Zambia to become
aware of their organizational assets and liabilities, and understand why attention to the health of their
organizations is as critical as the substance of the activities they implement. These organizations will more
ably identify and scale up good practices, they will better manage and report on their resources, and they
will pay attention to the needs of their staff and volunteers. These entities will know how and when to find
one At the heart of the design of LPCB is sustainability. As illustrated earlier, assessment, training, TA and
funding activities are structured to utilize ISOP's early in and throughout implementation. The ISOP model
will ensure sustainability and build a cadre of Zambian organizations able to provide the same type of
Capacity Building services offered by LPCB. In addition, it is expected that some ISOP's will be
strengthened to the level that they should become long term USG partners and will be able to play the same
grant making role that LPCB is expected to conduct.
New/Continuing Activity: Continuing Activity
Continuing Activity: 14513
Continued Associated Activity Information
Activity Activity ID USG Agency Prime Partner Mechanism Mechanism ID Mechanism Planned Funds
System ID System ID
14513 14513.08 U.S. Agency for Academy for 6800 5242.08 Local Partner $545,000
International Educational Capacity
Development Development Building
Emphasis Areas
Gender
* Addressing male norms and behaviors
* Increasing gender equity in HIV/AIDS programs
Human Capacity Development
Estimated amount of funding that is planned for Human Capacity Development $500,000
Public Health Evaluation
Food and Nutrition: Policy, Tools, and Service Delivery
Food and Nutrition: Commodities
Economic Strengthening
Education
Water
Table 3.3.02:
This activity also relates to activities in Sexual Prevention: Abstinence/Be-Faithful
sustainability of local non-governmental organizations (NGO) that are working to respond to the HIV/AIDS
pandemic. Partner organizations (PO) will be found throughout the nine provinces in Zambia in both rural
and urban areas, and will comprise of a variety of types of entities including faith-based and community-
based organizations. The project specifically focuses on strengthening the management, financial,
technical, and M&E capacities of Zambian organizations; it also supports a number of intermediary support
organization partners (ISOP) to develop their capabilities and expertise to work directly with local
organizations as institutional strengthening service providers. This is an important design component of the
project and will be LPCB's legacy—one benefiting both the NGO sector, as well as the professional cadre of
organizational development professionals in Zambia. In FY 2008, LPCB has targeted 60 partner
organizations from five provinces: Lusaka Province, Southern Province, Copperbelt Province, Eastern
Province and Luapula Province. In FY 2009 LPCB will expand to North-Western, Western and Northern
Province.
In FY 2009, LPCB will identify 60 partner organizations through the same call for expressions of interest
(EOI) that was used for cohorts one and two in FY 2008. This third cohort will identify 30 partner
organizations and follow the same course as the first two : an introductory workshop; a core training series;
an individualized, facilitated organizational self-assessment; the development of an organizational
strengthening plan; the pairing with an ISOP for training, guidance, and mentoring; and, access to a small
grant with which to purchase organizational strengthening services to meet the goals of its plan. ISOPs will
be matched with POs upon review of the EOIs, and will conduct the bulk of the interventions so as to be
well-oriented to the organization and develop a relationship with its members. Mid-year, cohort four will
again aim to service an additional 30 organizations, and will again be formed through an EOI. This cohort
will comprise organizations from the six provinces where LPCB is active, and will be targeted to applicants
operating areas off the line of rail.
While these activities are being undertaken in the focal provinces, partner organizations from cohorts one
and two will enter the next phase of the project. To begin, they will be facilitated through a second
assist organizations to discuss their progress and determine their next steps in organizational strengthening
and program expansion. LPCB will develop a proposal template that requires applicants to design a scaled-
up program (justify the scale chosen, describe the approach to be used to scale, elaborate a step-by-step
process), as well as to prove that their systems (financial, management, communication, M&E) are able to
support such a program. The LPCB technical evaluation committee will select 30 grantees based upon pre-
defined grant selection criteria.
In FY 2008 POs were provided with small grants averaging $10,000-$20,000 which were used to
complement capacity building training and fund activities such as the development of internal manuals for
policies and procedures or the purchase of IT and communications systems. These funds were also used to
"purchase" services from participating ISOP's in areas of capacity building where improvement is needed.
Once grants are awarded, the LPCB M&E Specialist will hold meetings with groups of grantees to review
their indicators and clarify LPCB reporting requirements. ISOPs will continue to mentor the partner
organizations through the implementation of their grants, and may recommend further organizational
support over the course of the implementation period if needed.
ISOPs will have been selected in FY 2008 based on their ability to provide the kinds of institutional training
and support needed by the partner organizations, then trained in the LPCB organizational assessment tool.
In FY 2009 LPCB staff will mentor six ISOP organizations and individuals to become the primary
interlocutors for the partner organizations as the latter make choices that allow them to become stronger,
more able entities. LPCB will also assist the ISOPs to take on their own strengthening activities, and
organize themselves as a network so that they are most effective in their own collaboration and
coordination—which will ultimately affect the quality of the services that they are able to provide to LPCB
partner NGOs.
Concurrently, LPCB will provide continuing support to the ISOPs, and aim to expand the groups in
number—and to include organizations based outside of Lusaka. For those ISOPs providing institutional
strengthening training and mentoring, LPCB staff will continue all-hands bi-weekly meetings for updates on
POs and skills building mini-workshops. During FY 2009, LPCB will explore with them the possibility of
becoming an association, or a chapter of an existing entity (eg, the Zambian Management Association). In
an effort to both encourage this group to work together and develop quality, marketable products—and to
reach beyond LBCP partner organizations—ISOPs will provide 20 trainings (for 25 people each, totaling
500 people) in addition to PO members over the course of the fiscal year. Like in FY 2008, these sessions
will cover up to seven different topics as a way to provide educational opportunities and improved capacity
to individuals (in addition to PO members) working in the HIV response in Zambia. Topics will include those
in the core training series such as M&E, USG Compliance, Financial Management and Human Resources
but will also aim to capture a different audience with "Time Management", "Running an Effective Meeting",
"Board Governance Strengthening and others. LPCB will also integrate gender in its HIV/AIDS activities and
takes into account gender determined disparities. The program recognizes that HIV and AIDS affects
women and men differently and thus attempts to address specific gender issues such as: roles of males and
Activity Narrative: females in mitigating the impact of HIV/AIDS and the vulnerability of males and females to HIV/AIDS.
For ISOPs focusing on creating and strengthening networks of HIV/AIDS-focused organizations, and on
becoming future grant-making entities, all-hands monthly meetings to coordinate networking will continue,
and individualized technical assistance and trainings on grant-making will be scheduled according to need.
By design, LPCB's purpose is about changing the dynamic of organizational technical assistance by
notch local consultants that understand the particularities of the organizations engage in this battle, both in
terms of their individual characteristics and as a committed group with specific funding and reporting
imperatives. We also hope to have enabled a large number and range of organizations throughout Zambia
to become aware of their organizational assets and liabilities, and understand why attention to the health of
their organizations is as critical as the substance of the activities they implement. These organizations will
more ably identify and scale up good practices, they will better manage and report on their resources, and
they will pay attention to the needs of their staff and volunteers. At the heart of the design of LPCB is
sustainability. As illustrated earlier, assessment, training, TA and funding activities are structured to utilize
ISOP's early in and throughout implementation. The ISOP model will ensure sustainability and build a cadre
of Zambian organizations able to provide the same type of Capacity Building services offered by LPCB. In
addition, it is expected that some ISOP's will be strengthened to the level that they should become long
term USG partners and will be able to play the same grant making role that LPCB is expected to conduct.
Continuing Activity: 14364
14364 9639.08 U.S. Agency for Academy for 6800 5242.08 Local Partner $1,730,550
9639 9639.07 U.S. Agency for Academy for 5242 5242.07 Local Partner $1,125,000
Estimated amount of funding that is planned for Human Capacity Development $1,300,000
Table 3.3.18: