PEPFAR's annual planning process is done either at the country (COP) or regional level (ROP).
PEPFAR's programs are implemented through implementing partners who apply for funding based on PEPFAR's published Requests for Applications.
Since 2010, PEPFAR COPs have grouped implementing partners according to an organizational type. We have retroactively applied these classifications to earlier years in the database as well.
Also called "Strategic Areas", these are general areas of HIV programming. Each program area has several corresponding budget codes.
Specific areas of HIV programming. Budget Codes are the lowest level of spending data available.
Expenditure Program Areas track general areas of PEPFAR expenditure.
Expenditure Sub-Program Areas track more specific PEPFAR expenditures.
Object classes provide highly specific ways that implementing partners are spending PEPFAR funds on programming.
Cross-cutting attributions are areas of PEPFAR programming that contribute across several program areas. They contain limited indicative information related to aspects such as human resources, health infrastructure, or key populations programming. However, they represent only a small proportion of the total funds that PEPFAR allocates through the COP process. Additionally, they have changed significantly over the years. As such, analysis and interpretation of these data should be approached carefully. Learn more
Beneficiary Expenditure data identify how PEPFAR programming is targeted at reaching different populations.
Sub-Beneficiary Expenditure data highlight more specific populations targeted for HIV prevention and treatment interventions.
PEPFAR sets targets using the Monitoring, Evaluation, and Reporting (MER) System - documentation for which can be found on PEPFAR's website at https://www.pepfar.gov/reports/guidance/. As with most data on this website, the targets here have been extracted from the COP documents. Targets are for the fiscal year following each COP year, such that selecting 2016 will access targets for FY2017. This feature is currently experimental and should be used for exploratory purposes only at present.
Years of mechanism: 2008 2009
Positive Change: Children Communities and Care/PC3 Follow-on
ACTIVITY HAS BEEN MODIFIED IN THE FOLLOWING WAYS
This activity will be a competitive procurement and USAID/Ethiopia will inform OGAC upon selection of the
winning partner.
This activity will integrate with MSH, ICAP, WFP, CCF, Pact, and OSSA, and will relate to other activities
across the range of HIV/AIDS partners.
The OVC Services within a Family-centered Care and Support (FCS) activity will serve as the follow-on
activity for the five-year community based capacity development program of Save the Children that ends
September 2009. The Positive Change: Children, Communities, and Care (PC3) program strengthened the
capacity of over 550 local and national entities to provide comprehensive and coordinated care to 500,000
orphans and vulnerable children (OVC). The FCS activity will assume responsibility of the OVC served
under PC3 and continuing to need support. The infrastructure and networks built under PC3, especially
between government and civil society, will be engaged and expanded.
A program design change emerged from the evaluation of PC3. To most effectively reach the greatest
number of OVC, including children living with HIV, family-centered care and support must be the guiding
framework. Keep parents alive and economically viable and children free from HIV.
An interdependent network of local stakeholders will be needed to meet the needs of the most vulnerable
families and to identify and assist families or households prior to the point of extreme vulnerability.
Through FCS activity, community stakeholders supporting family wellbeing will agree upon a common
framework for providing a continuum of care and support. The hallmark of a successfully applied framework
is a functional community and clinical care referral system that accommodates the needs of the majority of
vulnerable families affected by HIV/AIDS. This includes provision of the seven service areas within the
Standards of Services for OVC in Ethiopia, case management for clinical and community care and support,
and comprehensive provision of HIV/AIDS services for the most people, especially prevention services. For
example, PEPFAR clinical and community care and support partners will review and discuss community
data on counseling and testing, PMTCT uptake, ART adherence, and pediatric AIDS and then set
community-wide targets that require stakeholders to work together to reach the targets.
HIV/AIDS issues such as stigma, especially relating to HIV disclosure, male involvement, and early
marriage along with child protection issues will be particularly challenging. Through community exchanges
and documentation, promising practices on meeting these challenges will be explored and applied.
Leadership at the national, regional, and local levels will be needed across health and social service sectors
to fully achieve comprehensive, family center-care and support. USG will convene a series of stakeholder
strategy sessions to map out who needs to what do, when, where and how. Two sessions were held in
September 2008. One covered strategies for increasing HIV service uptake through OVC programs and the
other session addressed food and nutrition security for families affected by HIV/AIDS. USG will use the
outputs from these and additional sessions to clarify expectations, calibrate results, guide partner work plan
development and implementation, and improve use of PEPFAR resources.
Investments in national leadership will continue under the FCS activity to include seconding of two OVC
experts to Federal HAPCO and one to the Ministry of Women's Affairs. The seconded staff has enabled
improved integration of effort across government ministries and with civil society. The National OVC Task
Force now meets regularly to move on essential actions such as advocacy, policy reform, resource
mobilization, and data demand and use. For example, HAPCO will be supporting with Global Fund monies
a national OVC situation analysis on behalf of the OVC Task Force, which is lead by the Ministry of
Women's Affairs.
The Family-centered Care and Support activity will be comprised of four technical and management areas:
community capacity, centers of excellence, partnerships/networks, and data-driven actions.
A hallmark of a top performing community, or a geographically defined area, is a well functioning network of
stakeholders that have mobilized to form an interdependent system for providing comprehensive, family-
centered care and support. Best use of local and external resources and capacity standards would be
evident in such communities. For example, such a network system would be capable of providing
emergency food support that may rely upon external inputs (e.g., from WFP) that are complemented by a
graduation strategy to transition households into more sustainable means for food and nutrition security.
Stakeholder inputs would vary, but the totality of their contributions would facilitate sustainable approaches
to achieving food and nutrition security in the community. The use of external inputs may be on-going but
the type and amount of inputs would likely vary over time and context.
A process will be implemented to build stakeholder consensus on defining, measuring and improving
community capacity to deliver on family-centered care and support. Technical expertise and lessons
learned from the PEPFAR Quality Improvement Initiative will be built upon to develop and apply standards
for good-enough community capacity. These standards would outline the critical minimum needed in terms
of skills, knowledge, and practices. A focus on achieving outcomes would be an essential component of
each capacity standard. For example: 1) levels of critical minimum for skills and knowledge might include:
human capacity development policies in place and implemented; 2) case management training extends to
Health Extension Workers (HEWs), traditional birth attendants, community outreach workers, and
parasocial workers; strategies are data-driven or evidence-based; 3) updated referral site directory
available; referral sites are certified as family-centered; 4) and expertise available to address needs of
special or at-risk populations.
The critical minimum for practices will likely state that each stakeholder advocates and checks for the
practice of family-centered care and HIV/AIDS stigma reduction actions, especially making HIV/AIDS
disclosure safe and acceptable. Additional minimum practices could include: case management system
functional, client satisfaction measured, outcomes in family wellbeing tracked, local resources mobilized,
multi-sector partnerships engaged, and age and developmentally appropriate care provided.
Meeting capacity standards will require engaged leadership at multiple levels and communication channels
that reach the general population to encourage demand for family-center care and support options.
A barometer or index will be used to measure compliance with standards for good-enough community
capacity. The index would relate to the capacity standards and include items such as comprehensive social
and clinical care access, functioning referral sites, case management for community and clinical care,
tracking of service supply and demand, human capacity development, and stigma reduction strategies.
Similar to the PEPFAR Quality Improvement Initiative and the Child Status Index, communities will
Activity Narrative: determine how they rate and compare with other communities in the provision of family-centered care and
support and exchange on best practices.
The capacity index will be used to "certify" communities as top performers. Communities that achieve this
status will receive government recognition and will have increased access to external inputs for improving
their care and support system. They would also be eligible for hosting a Center of Excellence.
A Center of Excellence serves as a technical resource hub for other communities seeking to be top
performers in provision of care and support to families affected by HIV/AIDS. Such centers provide a
means for scaling up promising practices through community exchanges. Communities (i.e., geographically
defined areas) wanting to host a Center of Excellence will have demonstrated ways for achieving "good
enough" community capacity in providing family-centered care and support. Alternatively, a center of
excellence could focus on a particular area such as proven practices for linking community and clinical care
and support that have resulted in outcomes in family wellbeing. A Center of Excellence would not depend
on the capacities of international or national entities. The high rate of staff turnover among such entities
further justifies the need to promote community-to-community technical and management exchanges.
Centers of Excellence will assist communities to meet the critical minimum in skills, knowledge, and
practices, or capacity standards, needed to indicate that family-centered care and support is provided in the
community. The learning exchanges approach used for implementing OVC service standards will serve as
model for how Centers of Excellence will help communities meet capacity standards.
A Center of Excellence will engage the capacities of multiple stakeholders and will require a primary
leadership and management function housed within a top performing community. Financial and human
resources will be needed to support Centers of Excellence and its provision of technical support to other
communities. Priority technical areas to be demonstrated by Center of Excellence include: good enough
community capacity especially in the areas of food and nutritional security, education for OVC, household
economic strengthening, and functioning referral system or case management of family-centered care.
Lessons learned and the evaluation from the PC3 program point to the need for redefining partnerships and
networks focused on family-centered care and support. Three areas of emphasis are needed: choice of
partners, the relationship between community and external entities, and clinical-community care and
support networks.
The benefits of PEPFAR investments need to be sustained along with making better use of limited
resources. This demands increased consideration of non-traditional HIV/AIDS partners and the approach to
wrap-around programming. Sectors such as economic growth, child survival, agriculture, and community
development have, in many places, established infrastructure and programming. There is no reason for
PEPFAR resources to be used to re-construct or re-invent the systems already in place across the multiple
sectors needed to improve family and child wellbeing. The FCS activity will tap into existing systems to
reduce level of programming effort needed and increase number of children reached. This will be an
evolved approach to "wrap-around" programming by being more explicit about "buying a place at an existing
table" versus constructing the PEPFAR approach to, for example, household economic strengthening. The
FCS activity will be able to tap into several existing PEPFAR Ethiopia mechanisms that are with the
economic growth and education sectors.
The most significant change to be addressed by the Family-centered Care and Support activity will be
redefining how international and local NGOs collaborate to support community-level care and support
systems. A technical- assistance-on-demand structure will be established to empower indigenous civil
society entities and government to identify what type of assistance they need and how they would like to
receive this assistance. Local networks, such as OVC forums, ask for technical input or assistance based
on a menu of options that external agents can provide in relation to achieving compliance with capacity
standards. These external entities would be "hired" by the local stakeholders. For example, offering skills
training in resource mobilization and case management; and how to improve or expand upon existing
structures like the HAPCO system of care and support. External entities would focus on the strengths and
opportunities, versus only gaps that need filling, within a community and make suggestions on how to
maximize what is currently in place. External entities will not develop separate systems of care and support
within a community. This will be a major paradigm shift in how external and community entities relate to
each other.
The FCS activity will facilitate establishing or strengthening local networks of community and clinical care
service providers that work interdependently to mitigate the impacts of HIV/AIDS on families. A "win-win"
relationship will be needed to reinforce the contributions made by a range of community stakeholders to
provide comprehensive care to OVC. The successes existing referral systems will be promoted through
centers of excellence model. Networking practices will be expanded to focus more on family-centered care
and support. For example, a Center of Excellence can walk community stakeholders through a decision-
tree process to determine how community care and support partners can help their clinical care colleagues
with improving ART adherence and loss to follow-up.
The Family-centered Care and Support activity will build upon the community data management system
implemented under the PC3 program. This system allows for the rapid collection, organizing, and reporting
of data among community stakeholders. Several community networks have effectively mobilized additional
resources by using this data to justify needed funding. Coaching and supportive supervision are essential
actions for helping communities improve data quality and use. Centers of Excellence can assist with this
type of support. Support to GOE will be needed to strengthen capacity in monitoring information systems.
The community data management system will support and feed into larger GOE efforts to monitor and
report on services to OVC. For example, assistance will be provided to make use of findings from the
national OVC situational analysis to inform the prioritizing of policies and interventions.
The implementation of both service and capacity standards will inform data demand and use. Outcomes in
child and family wellbeing are part of each standard and will be determined based on what is realistic and
meaningful to community stakeholders, especially community and clinical care service providers. For
example, these local providers can meet periodically to discuss progress in meeting outcomes and
determine any needed improvements in activities. Both short and long-term outcomes may be needed to
better inform actions needed.
Special studies may be undertaken to provide evidence on promising practices especially in priority areas of
household economic strengthening, education for OVC, and food and nutrition security.
New/Continuing Activity: Continuing Activity
Continuing Activity: 18779
Continued Associated Activity Information
Activity Activity ID USG Agency Prime Partner Mechanism Mechanism ID Mechanism Planned Funds
System ID System ID
18779 18779.08 U.S. Agency for To Be Determined 8248 8248.08 Public Health
International Evaluations
Development
Emphasis Areas
Gender
* Increasing gender equity in HIV/AIDS programs
* Increasing women's access to income and productive resources
* Increasing women's legal rights
* Reducing violence and coercion
Health-related Wraparound Programs
* Child Survival Activities
Human Capacity Development
Estimated amount of funding that is planned for Human Capacity Development
Public Health Evaluation
Food and Nutrition: Policy, Tools, and Service Delivery
Food and Nutrition: Commodities
Economic Strengthening
Estimated amount of funding that is planned for Economic Strengthening
Education
Estimated amount of funding that is planned for Education
Water
Program Budget Code: 14 - HVCT Prevention: Counseling and Testing
Total Planned Funding for Program Budget Code: $13,291,152
Total Planned Funding for Program Budget Code: $0
Program Area Narrative:
"Know Your Epidemic" is paramount to the success of the PEPFAR/Ethiopia Team. The 2007 estimate indicates a low-level
generalized epidemic for Ethiopia with an overall HIV prevalence of 2.2%. This prevalence estimate does not, however, tell the full
story of the epidemic here where the majority of infections occur in urban settings. The 2007 single point prevalence study
estimates urban prevalence is 7.7% (602,740 persons living with HIV and AIDS (PLWH)) and rural prevalence is 0.9% (374,654
PLWH).
After receiving valuable feedback from the core team visit, taking into account the Government of Ethiopia's (GOE) strategies and
reduced PEPFAR 2009 resources the PEPFAR/Ethiopia team has decided to take a multi-tiered targeted approach. Urban areas
are at the center of our target, with the highest prevalence and the greatest concentration of potential beneficiaries. Here, the
PEPFAR team has concentrated USG resources. Just outside the center are periurban areas and at the outer most ring of the
target are rural areas of Ethiopia with much lower prevalence (0.9%), but where 85% of the population resides. In these rural we
will attend to the prevention needs of important bridge populations to address the spread of HIV/AIDS from higher concentration to
lower prevalence rural areas. It is with this strategy that the PEPFAR team will maximize our impact on the HIV/AIDS epidemic for
the over 78 million people of currently living in Ethiopia.
Background
PEPFAR Ethiopia has supported the Government of Ethiopia's goal of universal access by focusing our HCT support in urban and
periurban areas and a few rural "hot-spots". PEPFAR Ethiopia has engaged both the public and private sectors at hospitals,
health centers, model centers, stand-alone VCT sites, and outreach programs, such as mobile VCT for MARP and uniformed
personnel. To date a total of 4.5 million people were tested in PEPFAR supported sites out of a total of approximately 7.8 million
people tested throughout the country since 2004. This means that 10% of the population of the country has been tested for HIV.
Among the individuals who were tested, 436,572 people were positive for HIV, and 257,750 (59%) are currently registered at
health facilities for care and treatment.
One of the GOE strategies that PEPFAR has supported is The Millennium AIDS Campaign (MAC) which was started in December
2006 ended in August 2008. In the next phase of HIV programming, HAPCO plans to transition from a campaign to a regular
operations approach, while maintaining the momentum of the MAC campaign as it has created a huge demand for HIV counseling
and testing services. PEPFAR will continue to support HAPCO in this approach through its implementing partners.
Major Achievements from 2008
Overall in FY 2008 PEPFAR has utilized a strategic mix of HCT approaches in mobile, public/private hospitals, health centers and
engagement of medium to large businesses. Innovative approaches included mobile VCT targeting MARP, home-based voluntary
counseling and testing (HBVCT), weekend outreach services and work place VCT. For the fourth consecutive year PEPFAR
supported National VCT day this year youth were the target group, one of the MARP in Ethiopia.
Human Resource Development: Task shifting has been a priority in the HCT PEPFAR portfolio. To that end, a total of 700
community/lay counselors were trained in VCT and deployed to public health facilities. Task shifting also included supporting the
scale up HIV rapid test using finger prick Rapid Test Kits (RTK) and use of laboratory technicians to oversea the quality of HIV
testing through regular supervision. Community counselors brought a major difference in the uptake of HCT service in the public
facilities. Support the ‘National HIV Counselors Association' established regional associations in the Amhara, Oromiya, Tigray and
SNNPR regions. The association plays a major role in assuring the quality of counseling at the facility level.
PEPFAR provided technical and financial support to develop counseling and testing training materials, including VCT, PITC and
development of training curricula and training packages for community counselors/lay counselors. In addition PEPFAR support to
the Federal Ministry of Health (MOH) and HIV/AIDS Prevention and Control Office (HAPCO) included: 1) development of the
training package for Urban Health Extension Workers to strengthen family centered counseling and testing including PMTCT and
pediatric HCT and 2) distribution and implementation of the new ‘National HCT Guidelines and Policies' in order to promote
standardization of services. Additionally, training for healthcare providers and their supervisors was provided to strengthen PITC
and HIV rapid testing at national and regional levels.
Expansion: New sites were assessed to initiate HCT services in the facilities. Partners provided site level technical support which
included mentoring and training. Also material support provided to health facilities to initiate or expand and improve the existing
services. This included a smooth transition from FHI supported HCT sites to MSH supported ones including expansion to a total of
486 public health centers providing HCT was accomplished. Overall, an improvement in the referral linkage of clients from HCT
sites to Care, Support and Treatment services was achieved.
Key Challenges
HCT services in the country faced challenges including: 1) an inconsistent supply of test kits; 2) attrition of trained counselors from
facilities; 3) limited space for expansion of VCT services within existing facilities; 4) low rate of couples' HIV testing; 5) inadequate
pediatric HCT and disclosure of results; 6) weak data management systems at the facilities; 7) insufficient use of data for
improvement at site-level and; 8) low partner disclosure and referral for testing. Of the eight major challenges faced, referral
linkages remains the greatest challenge as 41% of individuals testing HIV positive did not receive post test services.
Planned Program Priorities 2009
FY 2009, will mark the beginning of the second phase of PEPFAR. The reauthorization of PEPFAR II will expand the U.S.
Government commitment to this successful program for five additional years, from 2009 through 2013. The HCT program is a key
entry point into HIV prevention, care, and treatment services individuals or couples testing HIV positive will be linked to PMTCT,
Care & support, ARV services and children to OVC services.
Support to the MoH: The second Accelerated Access to HIV/AIDS Prevention, Care Treatment, and Road Map 2007 - 2010 plans
to provide counseling and testing to more than 25 million individuals and couples. HAPCO plans to provide HCT services close to
7.2 million people under universal access in 2009. Currently there are 1336 HCT sites providing service and the MOH plans to
increase those to more than 3000. PEPFAR Ethiopia has been the lead partner in strengthening existing and expansion of HCT
services in the country and has assisted the MOH/HAPCO and Regional Health Bureaus/Regional HAPCO since 2001. We will
continue to offer support to strengthen and improve coordination of HCT programs and services, in urban and periurban areas
and selected rural areas known to have relatively higher HIV prevalence.
In response to 2008 challenges the HCT portfolio will focus on the following:
1) In order to address inconsistent supply of test kits, PEPFAR Ethiopia will work with The Global Fund to Fight AIDS,
Tuberculosis and Malaria to procure test kits and other lab supplies.
2) In order to address the attrition of trained counselors PEPFAR Ethiopia will continue to support the MoH in development of a
comprehensive compensation package for health workers with the HCSP activity. Task shifting will continue with training of lay
counselors and training of Urban HEWs a cadre of workers which will be drawn from out of work private nursing school graduates.
HCT program will work closely with the laboratory program in training of service providers on HIV rapid test and quality assurance
to ensure continued and smooth roll out of RTK to all appropriate facilities.
3) In order to address the limited space within existing facilities PEPFAR Ethiopia will continue to use funds to provide technical
assistance and refurbish counseling rooms.
4) Family centered approaches will be used to strengthen our rate of couples, pediatric HCT and uptake of PMTCT. This will
include strengthening of linkages of individuals with care and support activities both including community based activities in the
OVC portfolio and in the care and treatment portfolios.
6) Data management systems at facilities and use of data for program improvements will be addressed through continued support
from the SI team. This will include a number of programs designed to strengthen onsite data management. The d national
registration formats will be finalized and implemented in partnership with MOH/HAPCO and PEPFAR SI program
During FY 2009, PEPFAR Ethiopia will give due emphasis to promoting a strategic mix of clinical and community-based
HCT approaches. The program will work towards sustainability in COP 09 through strengthening the capacity of local organization
including government, civil societies and private organizations. Continuing activities with the Private Sector Program and linkages
to the Civil Society activity will strengthen our involvement with civil society and private sector entities.
Taking into account the current HIV prevalence rate, the HCT service will be more focused on MARP through targeted referrals
and through targeted Mobile HCT services. 90 % of individuals testing positive for HIV will be linked to care and support services
ensuring that they have access to services. Special services will be provided for discordant couples to prevent HIV. Individuals
testing negative will be provided with ongoing preventive education and other services to reduce their risk taking behavior, along
transportation corridors this will be done by linking individuals with the Transportation Corridor Program. Disclosure of HIV status
and partner referral will continue to be a major focus as in the previous years. All PEPFAR Ethiopia-supported sites will continue
to provide PITC both for inpatient and outpatient clients. Use of ‘opt out' PICT will be strengthened in facilities. In FY 2009,
PEPFAR will support diverse VCT models, such as fixed sites, mobile sites, Home Based VCT, and youth-friendly service, as well
as offering HCT in workplaces, schools, prisons, information centers, health-integrated model (Public or Private). Using these
diverse models targeting MARP will remain a focus area in 2009.
PEPFAR will support efforts to ensure that there are adequate quality assurance systems for testing services. This includes
proficiency testing and regular onsite monitoring by the Regional and National Reference Laboratories. PEPFAR will also support
the provision of high-quality counseling services in public, private, and NGO sites. We will institute peer support systems and case
conferences, we will also conduct continuing education for counselors and supervisors to maintain quality.
We have learned that focusing on the benefits and importance of testing, and on varied media promotion are effective ways to
create demand for VCT and decrease stigma around HIV testing. PEPFAR supports HAPCO endeavor to strengthen social
mobilization initiatives that focus on MARP. In FY 2009, PEPFAR Ethiopia will support the country in expanding the geographic
coverage of all mechanisms of HCT promotion to create demand.
Table 3.3.14: