PEPFAR's annual planning process is done either at the country (COP) or regional level (ROP).
PEPFAR's programs are implemented through implementing partners who apply for funding based on PEPFAR's published Requests for Applications.
Since 2010, PEPFAR COPs have grouped implementing partners according to an organizational type. We have retroactively applied these classifications to earlier years in the database as well.
Also called "Strategic Areas", these are general areas of HIV programming. Each program area has several corresponding budget codes.
Specific areas of HIV programming. Budget Codes are the lowest level of spending data available.
Expenditure Program Areas track general areas of PEPFAR expenditure.
Expenditure Sub-Program Areas track more specific PEPFAR expenditures.
Object classes provide highly specific ways that implementing partners are spending PEPFAR funds on programming.
Cross-cutting attributions are areas of PEPFAR programming that contribute across several program areas. They contain limited indicative information related to aspects such as human resources, health infrastructure, or key populations programming. However, they represent only a small proportion of the total funds that PEPFAR allocates through the COP process. Additionally, they have changed significantly over the years. As such, analysis and interpretation of these data should be approached carefully. Learn more
Beneficiary Expenditure data identify how PEPFAR programming is targeted at reaching different populations.
Sub-Beneficiary Expenditure data highlight more specific populations targeted for HIV prevention and treatment interventions.
PEPFAR sets targets using the Monitoring, Evaluation, and Reporting (MER) System - documentation for which can be found on PEPFAR's website at https://www.pepfar.gov/reports/guidance/. As with most data on this website, the targets here have been extracted from the COP documents. Targets are for the fiscal year following each COP year, such that selecting 2016 will access targets for FY2017. This feature is currently experimental and should be used for exploratory purposes only at present.
New/Continuing Activity: New Activity
Continuing Activity:
Table 3.3.17:
Summary
USG along with national counterparts will conduct the fourth Demographic and Health Survey (DHS) and
the second DHS + survey which includes biomarkers for HIV. DHS surveys are conducted every four to
five years, to allow comparisons over time. The next one will be scheduled for 2009 after the National
Census is conducted in 2008.
Background
The DHS surveys are household surveys with a sample that represent the general population. DHS
surveys provide data for a wide range of monitoring and impact evaluation indicators in the areas of
population, health and nutrition. The basic approach is to collect and make available data that are
comparable across countries. In recent years, an HIV module with HIV testing was added to the survey in
order to provide nationally representative HIV data including prevalence. The data are crucial for planning
resources and in developing the national HIV prevalence estimate.
In Malawi, DHS has been conducted in 1992, 2000 and 2004. In addition, an interim Knowledge, Attitude
and Practice Survey was conducted in 1996. The next DHS + is scheduled for 2009 and planning for it will
commence in 2008. The DHS in 2004 had a sample size of 13,664 and included questions on HIV
Behavior, HIV Knowledge as well as HIV testing. The findings from the latest survey were released in FY
2006 and will be compared to findings in FY 2009.
This activity is cost-shared with funding from USAID's Operational Plan.
Activity 1: DHS+ Survey
Funding in FY 2008 will be used to initiate the planning process for the second DHS+ in Malawi. USG and
national counterparts will ensure that proper guidance is in place, budgets, schedules are managed and
standard procedures are followed for training, implementation, analysis, dissemination, and further
analyses. USG will partner with the National Statistics Office (NSO) to implement the survey. Preliminary
meetings will be held with NSO and other partners to develop a work plan for administering the DHS.
New/Continuing Activity: Continuing Activity
Continuing Activity: 17772
Continued Associated Activity Information
Activity Activity ID USG Agency Prime Partner Mechanism Mechanism ID Mechanism Planned Funds
System ID System ID
17772 11409.08 U.S. Agency for Macro 7867 5672.08 DHS+/Macro Int $62,300
International International CSH
Development
Program Budget Code: 18 - OHSS Health Systems Strengthening
Total Planned Funding for Program Budget Code: $4,472,800
Total Planned Funding for Program Budget Code: $0
Program Area Narrative:
Overview
Malawi's HIV/AIDS response continues to suffer from a severe crisis in the quantity, coverage and quality of its health-related
workforce and institutions, which results in limited access and sustainability of prevention, care and treatment services. Broad-
based health system strengthening and human resource (HR) inputs comprise a significant portion of the donor support through
the Sector Wide Approach (SWAp) and Global Fund for AIDS, TB and Malaria (GFATM) grants. Nonetheless, SWAp partners,
stakeholders and discrete partners alike have voiced major concerns over continuing weak leadership for systems strengthening
and related policies which do not foster sustainability in human capacity development or commodity security. This situation is
further complicated by recent decentralization efforts where power and decision making has nominally shifted to the Districts,
while ultimate authority, as well as mechanisms for accessing funds, remain centralized. In addition, roadblocks exist for Central
Medical Stores (CMS) reform including bottlenecks which force emergency procurements and result in costly overheads. Finally,
the overall financial and program management capacity of local government assemblies and local organizations is still low, which
limit the impact of indigenous efforts.
Previous USG Support
PEPFAR has previously supported the Government of Malawi (GOM) in providing technical assistance (TA) to build and
strengthen systems and provide coordination capacity of the Ministry of Health (MOH) to effectively plan, manage, and implement
HIV programs. PEPFAR resources were implemented largely through technical assistance (TA) provided to Malawi government
institutions - this included funding TA (International consultants, Peace Corps Response Volunteers (PCRVs), Fellows, and
implementing partners) who worked within ministries, National AIDS Commission (NAC) and CMS. PCRVs were placed in district
assemblies throughout the country to support Malawi's HIV/AIDS efforts. The Ministry with overall authority for the districts is the
Ministry of Local Government (MOLG). PCRVs support the HIV/AIDS Sector at the district level by strengthening the Office of the
District AIDS Coordinator and the Office of Social Welfare, the latter being an office of the Ministry of Women and Child
Development (MOWCD).
In addition, USG strengthened the capacity of district and community HIV/AIDS committees and other local organizations to
design, coordinate, implement and evaluate HIV prevention, care and treatment initiatives across many implementing partners.
USG and implementing partners play a key role in national technical working groups (TWGs) to develop national policies,
guidelines, protocols, curricula and strategic plans around HIV-related interventions. At the national level, USG has actively
participated in the management group of the HIV unit, a key decision making body which ensures the AIDS response is dynamic
and responsive to the changing needs in Malawi. To address issues of stigma and discrimination which continue to hamper the
response to HIV and AIDS in Malawi, USG with PEPFAR funding provided training to social and religious leaders on stigma and
discrimination. A gender assessment conducted for the health portfolio at USAID in 2008 provided recommendations to reduce
stigma and ensure gender is adequately and accurately considered across our programs.
FY09 USG Support
Many of the activities proposed to strengthen the health system fall under specific program areas (Laboratory infrastructure, ARV
drugs, PMTCT) and are found under those areas of the COP. Only cross-cutting activities are described here. The broad
approach of USG is to build upon prior years activities and continue to strengthen systems and foster greater integration of health
care services (especially at the facility level). At the national level, FY09 funding will strengthen the capacity of the GOM to plan,
manage and implement HIV programs through a stronger health workforce, improved institutions and systems, and greater
transparency and accountability.
USG will approach two distinct aspects of the challenge; human capacity development (HCD) and systems strengthening; the
latter an opportunity where PEPFAR and President's Malaria Initiative (PMI) have seamlessly merged common interests for the
most effective outcome for USG inputs. While HCD is discussed at greater length in its own narrative, key to all of the programs
is the emphasis on HR. The USG Malawi team will continue to leverage support to address this issue by seconding technical staff
to the MOH and NAC, addressing retention and incentive schemes within its service delivery partners, focusing on task-shifting to
informal cadres under community care programs, encouraging volunteer programs, especially Peace Corps, and supporting HR
Gap Analysis work with the MOWCD. In terms of strengthening the systems which support integration and sustainability in
Malawi, USG activities fall under three broad areas:
• Supporting national procurement and logistics systems
• Increasing local capacity in essential management and supervision skills to create greater impact
• Fostering a policy environment that encourages sound leadership and governance in addressing road blocks to implementation
through our partners and coordination with other key stakeholders.
i. Support to the national procurement and logistics systems
USG through PEPFAR will increase its funding of USAID/Deliver, a platform which has broad support from the GOM and other
key stakeholders. The project's approach in working directly with, and co-located at, CMS, has been extremely successful in
achieving buy-in and influencing decision making. It also provides USG with an essential perspective in meeting the needs of
CMS as they face recapitalization into a Trust; a more transparent, semi-autonomous organizational framework. The Deliver
platform is a wrap-around activity closely tied to other USG programs in family planning, maternal and child health and PMI.
While DFID and GFATM provide greater financing to CMS reform efforts, USG fills a recognized essential technical gap.
Assessments of ARV integration (which now runs as a parallel system) and warehouse optimization from FY08 are now ready for
implementation. These assessments will allow USG to prioritize funding needs to match our available budget in order to catalyze
technical steps which must take place for the process as a whole to succeed. Specific activities in systems strengthening include:
developing standardized ARV recording, reporting and transaction forms to collect information for program and planning purposes
and harmonize reporting format and information with the national Logistics Management Information System (LMIS); installing
Supply Chain Manager Software at the HIV/AIDS Unit, and working with MOH to determine re-supplies and monitoring the ARV
stock status throughout the supply chain, and extending remote reporting beyond districts to the facility level through piloting a
PDA or cell phone data collection mechanism for the routine reporting by health facilities (beginning with ART sites).
A complementary piece of the USG response will be through SPS (Strengthening Pharmaceutical Management) for strengthening
the pharmaceutical management for HIV/AIDS commodities at facility level in line with MOH policy to integrate HIV/AIDS
pharmaceuticals into the national's supply system and the rational use of ART drugs. SPS and USAID/Deliver now have joint
work-plans which will ensure linkages are effective, eliminate duplication, and leverage the skills and abilities of each partner as
well as PEPFAR funding. Deliver uses a "top-down" approach from CMS, while SPS uses a "bottom-up" approach from facilities.
Activities will focus on training service providers, developing Standard Operating Procedures (SOPs) and facilitating their
implementation at the facility level, and introducing management information system tools. Training participants will be drawn
from the zonal office, all government and Christian Health Association of Malawi (CHAM) facilities providing HIV/AIDS services,
and the private sector through the Malawi Business Coalition for HIV/AIDS. Through a cooperative agreement with a local NGO,
USG will develop and maintain existing partnerships with academia in Malawi and introduce medical informatics content into the
pre-service curricula of health care professionals. In addition, TA will be provided to the MOH to review and update the
dissemination of essential drugs lists and standard treatment guidelines.
In logistics management, PEPFAR will continue to wrap-around the PMI support to USAID/Deliver and SPS to strengthen CMS.
These activities target the interface between CMS, Regional Medical Stores, and the district and community level health centers.
USG support has strengthened logistical and informatics support and currently provides warehousing for USG malaria
commodities for CMS.
ii. Increasing local capacity in essential management and supervision skills to create greater impact
PEPFAR support in this area is provided by Pact Malawi (Pact). Pact has global and local expertise in organizational
development, financial management, and HIV/AIDS policy and technical areas, which it draws upon to provide TA and capacity
building for its local partners in Malawi. Through workshops and work with individual grantees, Pact provides TA in program
implementation, administration, governance, and resource mobilization. Through this mechanism and with support from other
implementing partners, USG leads nation-wide institutional capacity building of small community-based organizations to increase
grantees' effectiveness to achieve expanded, high quality services and strengthen financial management, strategic planning, and
monitoring and reporting systems.
With FY09 funds, Pact will focus more resources on graduating sub-grantees to sustain the response even in the absence or
decrease of USG funding. This effort of increasing sustainable local capacity is further supported by the efforts in HCD mentioned
above, and in the HCD narrative.
With FY09 funds, USG partners Howard and BASICS will provide leadership training and development for clinical and laboratory
staff. PCRVs will be placed in additional district assemblies. In addition, USG will continue to provide TA to national efforts in
ART, HCT, PMTCT, and to overall HIV/AIDS coordination at the MOH and NAC.
FY09 PEPFAR funds will be used to launch a new OVC RFA that focuses on strengthening the media, national, regional, and
local government bodies, non-government, faith-based, and community based organizations to run as independent entities
utilizing evidence-based practices for interventions and best practices for organizational capacity.
In addition to organizational development issues, the chosen partner will provide TA and workshops related to technical
considerations for HIV prevention in high risk populations and reducing stigma. Regular meetings for partners will be convened
so as to share data, formative research and evidence regarding effective HIV prevention interventions; discussing implications for
prevention programming; and harmonizing HIV prevention messages (see sexual prevention narrative).
Additionally, Management Science for Health (MSH) will support the GOM goal of promoting reproductive health through informed
choice and integration with HIV/AIDS. The program has three main components: behavior change and communication, outreach,
and health provider capacity building. It is a wrap-around activity which will promote linkages between HIV/AIDS and
Reproductive Health (RH). Activities are implemented through a TA who sits at and works directly with the MOH. Lack of
supervision has contributed greatly to poor quality HIV service provision, and USG will continue to provide significant support to
develop and expand supervision and mentoring systems to all HCT and ART sites each quarter, as well as to the laboratory
facilities.
iii. Fostering a policy environment that encourages sound leadership in addressing road blocks to implementation through our
partners and coordination with other key stakeholders
USG works continuously to assure coordination with other stakeholder that encourages sound leadership and best use of
resources. USG will continue to participate in the Malawi Global Fund Coordinating Committee (the CCM) to optimize use of
GFATM resources, and influence national policy. USG also maintains leadership roles in the Health Donor Group (HDG) and the
HIV/AIDS Development Partners Group (HADG). To secure new financing for Malawi, USG will continue to provide TA to the
MOH to coordinate efforts for drafting and finalization of all GFATM proposals for HIV/AIDS for Rounds 10 and 11 during FY09.
Compact Funding Program Plans
GOM and PEPFAR have discussed a framework under which a new partnership agreement will be developed using FY08 and
FY09 Compact funds. In September 2008, a Concept note was submitted to OGAC, and the country team was given approval to
begin developing a partnership compact with the GOM. Strengthening health systems is a priority area under consideration.
USG, GOM, and partners agree that an effective supply chain management system in Malawi is a high priority because of the
large investments in health commodities supported through our bilateral PEPFAR, PMI, contraceptive logistics resources and
multilateral support through the GFATM. With additional resources, USG's strategy will be to address specific systems-wide
reforms to aid Malawi in strengthening its national supply and distribution system and to ensure the development of in-country
technical competency for procurement. We will also encourage Malawi to adopt the central procurement service through SCMS
offered by the GFATM. Scale-up in FY09 will stress informatics, quality assurance and human capacity issues, which will build on
the platforms currently supported by USAID/Deliver and SPS, and focus on intense supportive supervision and forecasting at the
regional and central levels. There will also be an increased focus on maximizing investments made in HR reforms within the MOH
and MOWCD by USG, DFID and UNICEF.
Table 3.3.18: